Business Operational Risk Manager (BORM) – Securities & Commodities Authority (SCA)
Dicetek LLC
Date: 7 hours ago
City: Abu Dhabi
Contract type: Contractor
The BORM – SCA is responsible for ensuring that the Bank complies fully with Securities & Commodities Authority (SCA) regulations governing investment and capital market products. This role maintains and updates policies, procedures, and controls related to SCA-regulated activities to reduce regulatory risk and improve operational efficiency, while ensuring customer protection and alignment with Sharia principles where applicable.
Key Responsibilities
Key Responsibilities
- Maintain and update comprehensive policies, procedures, and controls for investment products in line with SCA regulations and internal strategies.
- Monitor regulatory changes and ensure timely integration of SCA updates into product governance and documentation.
- Collaborate with Product, Compliance, Risk, and Investment teams to embed SCA compliance throughout the investment product lifecycle.
- Develop and provide clear, standardized guidelines to operational teams to ensure accurate execution and reduce errors.
- Manage centralized documentation repositories to ensure accessibility and audit readiness.
- Support internal and external audits by preparing timely and accurate compliance documentation and reports.
- Drive continuous improvements in governance frameworks and risk controls related to investment and capital market products.
- Ensure all investment products comply with Sharia principles, when applicable, alongside SCA requirements.
- Minimum 5 years’ experience in regulatory compliance, risk management, or governance within banking, capital markets, or investment services.
- Strong knowledge of UAE SCA regulations and investment product governance.
- SCA certification is preferred but not mandatory; candidates without certification should demonstrate strong regulatory experience and willingness to obtain it.
- Familiarity with Sharia-compliant investment products is preferred.
- Excellent communication and documentation skills with strong attention to detail.
- Ability to manage multiple priorities, work independently, and collaborate across functions.
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