Compliance Officer

At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management and fintech, offering many ways to help investors make progress toward their goals. Talented teams working around the globe bring expertise that’s both broad and unique. And our welcoming, respectful and inclusive culture provides opportunities to help you reach your potential while helping our clients reach theirs.

Come join us in delivering better outcomes for our clients around the world!

Franklin Templeton is setting up a new entity in the UAE to be regulated by the UAE Securities and Commodities Authority (SCA), leading to the creation of a registered Compliance Officer & MLRO position. The position will be a part of the larger EMEA Compliance team of the Franklin Templeton group. The team specialises in regulatory compliance across jurisdictions, with primary focus on asset management. Working with Franklin Templeton provides an opportunity to collaborate with global experts, shaping local fund structures, and gaining exposure to strategic projects across the region.

The role will also require the individual to spend a considerable proportion of time in supporting the activities carried out by Franklin Templeton across the region including its DIFC operations leading to being a regional subject matter expert.

This is an opportunity for an enthusiastic, proactive thinking individual who will ideally have a sound working knowledge of the SCA and DFSA regulatory framework within the asset management industry.

How You Will Add Value

Core Responsibilities

• Fulfil Compliance Officer, MLRO & Risk Officer responsibilities for the UAE entity.
• Maintain a robust compliance framework in line with regulatory requirements and market practice.
• Advise senior management and staff on compliance laws and standards.
• Develop and deliver compliance training and coordinate with HR and Risk teams.
• Develop and maintain written compliance and risk policies.
  
  

Strategic Responsibilities

• Advise on development of new products, processes, establishment of new business and client relationships Implement and report on risk monitoring programmes.
• Develop strong partnerships with the business units
• Build strategic relationships with regulators, industry bodies and compliance peers.
  
  

What Will Help You Be Successful in This Role

Experience, Education & Certifications

• Bachelor’s degree or equivalent experience.
• 5+ years experience in financial services compliance.
• SCA accreditations in UAE Financial Rules and Financial Crime.
  
  

Technical & Soft Skills

• Deep knowledge of SCA/DFSA regulations.
• Strong understanding of financial services industry, specifically asset management.
• Skilled in presenting at various meetings and training sessions.
• Strong analytical and judgement skills.
• Ability to perform multiple tasks in a fast-paced team environment and work as a team player
• Fluent in English; Arabic is a plus.
  
  

Experience our welcoming culture and reach your professional and personal potential!

Our culture is shaped by the variety of perspectives and experiences brought by talent from around the world. Regardless of your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.

By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life’s adventures, taking care of your family members, or making a positive impact in your community, we aim to have them covered.

Learn more about the wide range of benefits we offer at Franklin Templeton

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to [email protected]. In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.